Risk Policy – shoonya-faq

Finvasia Securities Private Limited

NSE Clearing Member: M51912, NSE Member Code: 14846, BSE Member Code: 4043, MCX Member ID: 55135, NCDEX Member ID: 01259,
SEBI Reg: INZ000176037 (Cash, F&O, CDS, Commodity), AMFI ARN: 103331, CDSL DP ID: 12084300, SEBI Regn : IN-DP-317-2017
Research Analyst SEBI Regn. No. INH000011927

Smart Online Dispute Resolution | Grievances Redressal Mechanism

Attention Investors

“Prevent unauthorized transactions in your account –> Update your mobile numbers/email IDs with your stock brokers and Depository Participant. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors” KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc. ), you need not undergo the same process again when you approach another intermediary.
“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.”

For MCX

Please click the link to download Rights and Obligation, RDD, Guidance Note in Vernacular Language
Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Category: Risk Policy